|
The Capri functions encompass:
- Partner and contract management
- Relationships between partners
- Relationships between contracts and partners
- Legal aspects (legal documents, Sarbanes-Oxley)
- Risk management
- Compliance (MiFID, audit, dormant account warnings, missing documents warnings, etc.)
- Know your customer (KYC)
- Contact activities
- Addresses, mail instructions
- Client instructions
- Fees
- Accounts and portfolios (without bookings)
- New client records for client relationship managers
Among the technical highlights are:
- History function: easy traceability of all transactions via the GUI
- Four-eye principle: Whether an action must be confirmed by a second person can be configured per transaction and user
- Fine-grain application security: Which user may view, delete or modify which data during which transaction can be configured down to the attribute level independent of software release cycles.
Supported user roles:
- Client relationship manager
- Assistants
- Compliance officer
- Auditor
- Backoffice administration
- IT helpdesk
- Shipping and mailing
|
|
